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Amy E Adams

Cetera Advisor Networks LLC

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About Amy E Adams

Amy Adams has been in the financial services industry for over 10 years. Amy is currently a registered representative with Cetera Advisor Networks LLC in Boca Raton, Florida. Amy has passed the Series 99 and SIE exams. Prior to Cetera Advisor Networks LLC, Amy was employed by SUMMIT BROKERAGE SERVICES, INC. and VSR FINANCIAL SERVICES, INC. in Boca Raton, Florida.

Firm Information

Amy Adams is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amy Adams’s Registration & Firm History

FL

05/17/2016 - Present

Cetera Advisor Networks LLC (BOCA RATON FL)

FL

04/03/2013 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)

FL

07/14/2016 - 11/09/2016

VSR FINANCIAL SERVICES, INC. (Boca Raton FL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/2013

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Amy E Adams. Review regulatory record here.
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