Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Ashby is a financial professional registered in Massachusetts, Texas, and Utah. She is a Series 63, Series 7, Series 9, Series 10 and SIE licensed professional with over 15 years of experience in the financial industry. Amy works with clients at Fidelity Brokerage Services LLC. Previous employers include Charles Schwab & Co., Inc., and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
03/03/2022 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
08/09/2018 - 06/28/2021
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
08/19/2004 - 08/09/2017
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 09/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/12/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Amy Ashby is the right advisor for you? Invested Better is here to help.
