Unclaimed
Amy Robertson is a financial advisor with FHN Financial Securities Corp. in Memphis, TN. Amy has over 20 years of experience in the industry and holds the Series 7, Series 52TO, Series 79TO, and Series 63 licenses. Amy has been registered with FINRA since 2013. Previously, Amy worked at Duncan-Williams, Inc. and RBC Dain Rauscher Inc. in Memphis, TN.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
03/01/2013 - Present
FHN Financial Securities Corp. (MEMPHIS TN)
TN
02/15/2008 - 02/06/2013
DUNCAN-WILLIAMS, INC. (MEMPHIS (SHELBY) TN)
TN
08/18/1999 - 10/17/2007
RBC DAIN RAUSCHER INC. (MEMPHIS TN)
BC
Issued 09/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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