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Amy Dawn Robertson

FHN Financial Securities Corp.

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About Amy Dawn Robertson

Amy Robertson is a financial advisor with FHN Financial Securities Corp. in Memphis, TN. Amy has over 20 years of experience in the industry and holds the Series 7, Series 52TO, Series 79TO, and Series 63 licenses. Amy has been registered with FINRA since 2013. Previously, Amy worked at Duncan-Williams, Inc. and RBC Dain Rauscher Inc. in Memphis, TN.

Firm Information

Amy Robertson is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amy Robertson’s Registration & Firm History

TN

03/01/2013 - Present

FHN Financial Securities Corp. (MEMPHIS TN)

TN

02/15/2008 - 02/06/2013

DUNCAN-WILLIAMS, INC. (MEMPHIS (SHELBY) TN)

TN

08/18/1999 - 10/17/2007

RBC DAIN RAUSCHER INC. (MEMPHIS TN)

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Licenses & Designations

BC

Issued 09/27/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/19/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amy Dawn Robertson.
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