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Amy Dawn Mancuso

Charles Schwab & CO., Inc.

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About Amy Dawn Mancuso

Amy Mancuso is a financial professional with over 15 years of experience in the industry. Amy has held various roles at leading financial institutions, including TD Ameritrade, Inc. and Van Eck Securities Corporation. Currently, Amy is a Registered Representative at Charles Schwab & CO., Inc. working in the Westlake, TX branch office. Amy holds the Series 6, 7, 24, and 63 licenses.

Firm Information

Amy Mancuso is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Amy Mancuso’s Registration & Firm History

TX

04/26/2021 - Present

Charles Schwab & CO., Inc. (Westlake TX)

NE

07/24/2018 - 10/20/2021

TD AMERITRADE, INC. (OMAHA NE)

NE

08/06/2013 - 09/20/2016

TD AMERITRADE, INC. (OMAHA NE)

NY

04/12/2011 - 05/08/2012

FORESIDE FUND SERVICES, LLC (NEW YORK NY)

NJ

08/10/2009 - 01/03/2011

WMSI SECURITIES LLC (BEDMINSTER NJ)

NY

03/27/2007 - 03/20/2009

VAN ECK SECURITIES CORPORATION (NEW YORK NY)

NY

04/30/2002 - 03/20/2007

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/23/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/19/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2005

Series 7 - General Securities Representative Examination

BC

Issued 04/27/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Amy Dawn Mancuso.
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