Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Coonrod Dumont is a financial advisor currently registered with Wells Fargo Advisors Financial Network, LLC. Amy has been working in the financial services industry since August 28, 2002. Amy is registered in 53 states and has 53 approved state registrations. Amy has two state exam categories and two principal exam categories and is a registered representative with FINRA. Amy has been registered with Wells Fargo Advisors Financial Network, LLC since July 2016. Prior to that, Amy was a registered representative with Wells Fargo Advisors, LLC from August 2002 until July 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/21/2016 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
08/29/2002 - 07/20/2016
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
BOTH
Issued 09/08/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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