Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Chung is a registered representative with Smbc Nikko Securities America, Inc. Amy has been in the securities industry since March 2011 and has a Series 7, Series 99TO, and SIE licenses. Amy is currently registered in New York and has been a registered representative with Smbc Nikko Securities America, Inc. since November 2022. Amy's current employment is with Smbc Nikko Securities America, Inc. in their White Plains, NY branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/25/2022 - Present
Smbc Nikko Securities America, Inc. (White Plains NY)
NY
03/28/2011 - 07/08/2013
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
BC
Issued 11/25/2022
Series 99TO - Operations Professional Examination
BC
Issued 11/16/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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