Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Schroeder is a Registered Representative of Charles Schwab & Co., Inc. Amy has been in the securities industry since 2014. Amy is also registered as an Investment Adviser Representative in Missouri. She is registered with the following securities authorities: FINRA, Missouri. Previously, Amy has worked with T.D. Ameritrade, Inc., Wells Fargo Clearing Services, LLC, Scottrade, Inc., Securities Service Network, Inc., and First Allied Securities, Inc. Amy has passed the following securities exams: Series 66, Series 10, Series 9, Series 4, Series 24, Series 99TO, Series 7, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MO
10/06/2022 - Present
Charles Schwab & CO., Inc. (Ballwin MO)
NE
07/15/2022 - 01/04/2024
TD AMERITRADE, INC. (OMAHA NE)
MO
04/02/2020 - 06/08/2022
WELLS FARGO CLEARING SERVICES, LLC (FRONTENAC MO)
MO
11/06/2017 - 04/03/2020
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
08/03/2017 - 01/05/2018
SCOTTRADE, INC. (ST LOUIS MO)
MO
01/20/2017 - 07/17/2017
SECURITIES SERVICE NETWORK, INC. (CHESTERFIELD MO)
MO
10/02/2014 - 12/23/2016
FIRST ALLIED SECURITIES, INC. (CHESTERFIELD MO)
BOTH
Issued 11/16/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/22/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/14/2019
Series 4 - Registered Options Principal Examination
BC
Issued 09/16/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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