Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Christine pryor Horak is a registered representative of Raymond James & Associates, Inc., and has been in the securities industry since December 3, 2001. Amy is a Series 66, Series 7, Series 10, Series 9, Series 24, and Series 4 licensed professional. She holds a current registration in Florida. Amy has experience with high-net-worth individuals, corporations or other businesses, pension and profit-sharing plans, insurance companies, banking or thrift institutions, charitable organizations, and state or municipal government entities. Amy is currently registered with Raymond James & Associates, Inc. but has prior experience with DEUTSCHE BANK SECURITIES INC., and WACHOVIA SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/08/2018 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
MD
07/23/2003 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (BALTIMORE MD)
MO
12/04/2001 - 07/25/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 01/02/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/24/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/19/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/22/2003
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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