Unclaimed
Amy Christine Grindstaff is a financial advisor with Voya Financial Advisors, Inc. located in Windsor, CT. Amy has been in the financial services industry since August 17, 2006. She is licensed to provide investment advice and services in both Indiana and Iowa. Amy holds a number of securities licenses including Series 7, 6, 24, 26, 52, 9, 10, 53, 63, and 65. Amy has experience working with high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
03/18/2024 - Present
Voya Financial Advisors, Inc. (WINDSOR CT)
IN
06/16/2022 - 01/19/2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (INDIANAPOLIS IN)
IN
02/19/2021 - 02/14/2022
MML INVESTORS SERVICES, LLC (Indianapolis IN)
IN
07/11/2019 - 02/13/2021
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
CO
06/10/2015 - 10/17/2017
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
06/25/2014 - 12/24/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (ENGLEWOOD CO)
CO
04/25/2013 - 09/16/2013
SANDLAPPER SECURITIES, LLC (DENVER CO)
CO
01/06/2012 - 03/06/2013
TRANSAMERICA FINANCIAL ADVISORS, INC (HIGHLANDS RANCH CO)
CO
05/23/2011 - 01/06/2012
WORLD GROUP SECURITIES, INC. (CENTENNIAL CO)
CO
07/18/2007 - 11/10/2009
CAPWEST SECURITIES, INC. (LAKEWOOD CO)
CO
01/03/2007 - 07/16/2007
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
08/17/2006 - 12/19/2006
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
CO
10/07/2005 - 05/23/2006
NATIONAL PLANNING CORPORATION (DENVER CO)
TN
10/07/2005 - 02/07/2006
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
MN
05/17/2005 - 10/03/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
WI
09/16/2003 - 05/06/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
CO
11/18/2002 - 09/05/2003
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
WI
02/12/2001 - 10/28/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
02/12/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 06/23/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/07/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/29/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/01/2002
Series 24 - General Securities Principal Examination
BC
Issued 03/16/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/18/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/17/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/09/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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