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Amy Christine Grindstaff

Voya Financial Advisors, Inc.

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About Amy Christine Grindstaff

Amy Christine Grindstaff is a financial advisor with Voya Financial Advisors, Inc. located in Windsor, CT. Amy has been in the financial services industry since August 17, 2006. She is licensed to provide investment advice and services in both Indiana and Iowa. Amy holds a number of securities licenses including Series 7, 6, 24, 26, 52, 9, 10, 53, 63, and 65. Amy has experience working with high-net-worth individuals, corporations, and other businesses.

Firm Information

Amy Grindstaff is currently registered with Voya Financial Advisors, Inc.. Voya Financial Advisors, Inc. is a corporation formed in 1968 and headquartered in Windsor, Connecticut. They offer financial planning, portfolio management for individuals and businesses, and educational seminars. With over 500 licensed investment advisor representatives and registered representatives, they manage approximately $3 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, and charitable organizations. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Voya Financial Advisors, Inc.

ONE ORANGE WAY

WINDSOR, CT 06095

$3.05B

Assets Under Management

264

Total Clients

684

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Amy Grindstaff’s Registration & Firm History

CT

03/18/2024 - Present

Voya Financial Advisors, Inc. (WINDSOR CT)

IN

06/16/2022 - 01/19/2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (INDIANAPOLIS IN)

IN

02/19/2021 - 02/14/2022

MML INVESTORS SERVICES, LLC (Indianapolis IN)

IN

07/11/2019 - 02/13/2021

ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)

CO

06/10/2015 - 10/17/2017

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

CO

06/25/2014 - 12/24/2014

RAYMOND JAMES FINANCIAL SERVICES, INC. (ENGLEWOOD CO)

CO

04/25/2013 - 09/16/2013

SANDLAPPER SECURITIES, LLC (DENVER CO)

CO

01/06/2012 - 03/06/2013

TRANSAMERICA FINANCIAL ADVISORS, INC (HIGHLANDS RANCH CO)

CO

05/23/2011 - 01/06/2012

WORLD GROUP SECURITIES, INC. (CENTENNIAL CO)

CO

07/18/2007 - 11/10/2009

CAPWEST SECURITIES, INC. (LAKEWOOD CO)

CO

01/03/2007 - 07/16/2007

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

CO

08/17/2006 - 12/19/2006

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)

CO

10/07/2005 - 05/23/2006

NATIONAL PLANNING CORPORATION (DENVER CO)

TN

10/07/2005 - 02/07/2006

JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)

MN

05/17/2005 - 10/03/2005

PIPER JAFFRAY & CO. (MINNEAPOLIS MN)

WI

09/16/2003 - 05/06/2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

CO

11/18/2002 - 09/05/2003

MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)

WI

02/12/2001 - 10/28/2002

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

02/12/2001 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 06/23/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/29/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/26/2024

Series 53 - Municipal Securities Principal Examination

BC

Issued 09/07/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/29/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/01/2002

Series 24 - General Securities Principal Examination

BC

Issued 03/16/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 03/18/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/17/2017

SIE - Securities Industry Essentials Examination

BC

Issued 02/22/2002

Series 7 - General Securities Representative Examination

BC

Issued 02/09/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amy Christine Grindstaff.
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