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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Catherine Phillips is a financial advisor with Morgan Stanley, based in Davenport, IA. Amy has been in the industry since 1998 and has a wide range of experience working with clients across various financial needs. Amy holds both Series 66 and Series 63 licenses and has earned the Series 7 and Series 6TO licenses as well. She is registered with the State of Iowa, Texas and several other states. Amy has extensive experience working with Private Client Services, LLC. She specializes in a variety of financial services including financial planning, portfolio management and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IA
03/01/2024 - Present
Morgan Stanley (Davenport IA)
IA
11/01/2017 - 10/11/2021
PRIVATE CLIENT SERVICES, LLC (Davenport IA)
IA
01/02/2009 - 11/20/2017
DETALUS SECURITIES, LLC (DAVENPORT IA)
IA
08/01/2005 - 12/31/2008
EAGLE ONE INVESTMENTS, LLC (DAVENPORT IA)
IA
05/27/1998 - 07/29/2005
BEYER & COMPANY (DAVENPORT IA)
BOTH
Issued 02/05/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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