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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Catherine Halverson is an investment advisor representative with Osaic Wealth, Inc., a firm based in Scottsdale, Arizona. Amy has been in the financial industry since 2004. Amy has experience working with various client types, including individuals, high-net-worth individuals, corporations, and charitable organizations. Amy holds the Series 6, 7, 24, 27, 63, and 66 licenses. Amy is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to offer investment advice in Minnesota and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
01/19/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
MN
04/15/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
MN
11/27/2013 - 04/18/2019
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
MN
02/29/2008 - 12/04/2013
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
MN
05/22/2007 - 05/21/2008
HARTFORD EQUITY SALES COMPANY INC. (WOODBURY MN)
IL
08/11/2003 - 08/11/2005
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
IL
05/16/2002 - 12/02/2002
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
NJ
07/12/1999 - 07/29/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MN
05/27/1999 - 07/01/1999
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
MN
05/27/1999 - 07/01/1999
C.R.I. SECURITIES, INC. (ST. PAUL MN)
BOTH
Issued 01/18/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2016
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/21/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2010
Series 7 - General Securities Representative Examination
BC
Issued 05/15/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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