Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Carole Swearingen is a Registered Investment Advisor Representative with Sage Advisory Services Ltd. Co. based in Austin, Texas. Amy has been in the industry since 1981 and is registered in Texas. Previously, Amy worked for Resolute Investment Distributors, Inc., Foreside Fund Services, LLC, Invesco Distributors, Inc., Banc One Securities Corporation, First Interstate Investments, Inc., Essex National Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Amy is a highly experienced advisor who specializes in providing investment advice to individuals, corporations, and other businesses. She is also experienced in providing portfolio management services for investment companies, pooled investment vehicles, and pension plans. Amy offers financial planning, pension consulting, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model provision strategies
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
02/27/2020 - Present
Sage Advisory Services Ltd. Co. (AUSTIN TX)
TX
02/28/2018 - 12/31/2019
RESOLUTE INVESTMENT DISTRIBUTORS, INC. (Irving` TX)
TX
02/04/2011 - 02/28/2018
FORESIDE FUND SERVICES, LLC (IRVING TX)
TX
10/27/1998 - 06/05/2010
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
IL
07/12/1996 - 06/11/1998
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
09/12/1995 - 07/17/1996
FIRST INTERSTATE INVESTMENTS,INC.
CA
07/13/1994 - 11/15/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
06/23/1981 - 07/22/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/10/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
Active
Inactive
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