linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Amy Carol Thomas

Harbour Investments, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Amy? Claim Your Profile

About Amy Carol Thomas

Amy Carol Thomas is a registered representative with Harbour Investments, Inc. Amy has been in the industry since January 14, 2020. Amy Thomas is a registered representative in Wisconsin. Amy has passed the Securities Industry Essentials Examination (SIE), and the General Securities Representative Examination (Series 7TO) for the Series 7TO. Amy Thomas is affiliated with Harbour Investments, Inc., with a branch office in Madison, Wisconsin. Harbour Investments, Inc. is a registered investment advisor with the SEC and has been in business for many years. Amy is a licensed advisor specializing in 1, 4, and 6.

Firm Information

Amy Thomas is currently registered with Harbour Investments, Inc.. Harbour Investments, Inc. is a Corporation based in Madison, WI, formed in 1987 and approved by the SEC. With over 200 licensed agents and investment advisor representatives, the firm manages between $1 billion and $10 billion in assets for a wide range of clients, including individuals, high net worth individuals, corporations, insurance companies, charitable organizations, and pension plans. Harbour Investments, Inc. offers financial planning, portfolio management for individuals, and selection of other advisors. The firm is registered in all 50 states and the District of Columbia.
Harbour Investments, Inc.

575 D'ONOFRIO DRIVE

MADISON, WI 53719

$6.10B

Assets Under Management

3,206

Total Clients

274

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Amy Thomas’s Registration & Firm History

WI

02/03/2025 - Present

Harbour Investments, Inc. (Madison WI)

Not sure if Amy Carol Thomas is right for you?

Licenses & Designations

BC

Issued 01/15/2020

SIE - Securities Industry Essentials Examination

BC

Issued 01/13/2020

Series 7TO - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amy Carol Thomas.
Not sure if Amy Carol Thomas is right for you?