Unclaimed
Amy Oquendo is a registered representative with Kovack Securities Inc. in Fort Lauderdale, FL. Amy has over 30 years of experience in the financial industry, with a focus on securities and commodities. She is licensed to offer a variety of investment products and services. Amy is a Series 7, Series 3 and Series 24 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/09/2017 - Present
Kovack Securities Inc. (FT. LAUDERDALE FL)
FL
08/31/2013 - 06/12/2017
CAPITAL GUARDIAN, LLC (MIAMI FL)
FL
08/01/1996 - 04/25/2000
SCHILD ASSET MANAGEMENT INC. (PEMBROKE PINES FL)
BC
Issued 02/28/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2013
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1994
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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