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Amy Caridad Oquendo

Kovack Securities Inc.

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About Amy Caridad Oquendo

Amy Oquendo is a registered representative with Kovack Securities Inc. in Fort Lauderdale, FL. Amy has over 30 years of experience in the financial industry, with a focus on securities and commodities. She is licensed to offer a variety of investment products and services. Amy is a Series 7, Series 3 and Series 24 licensed professional.

Firm Information

Amy Oquendo is currently registered with Kovack Securities Inc.. Kovack Securities Inc. is a Corporation formed in 1997 and is approved in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amy Oquendo’s Registration & Firm History

FL

06/09/2017 - Present

Kovack Securities Inc. (FT. LAUDERDALE FL)

FL

08/31/2013 - 06/12/2017

CAPITAL GUARDIAN, LLC (MIAMI FL)

FL

08/01/1996 - 04/25/2000

SCHILD ASSET MANAGEMENT INC. (PEMBROKE PINES FL)

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Licenses & Designations

BC

Issued 02/28/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2013

Series 7 - General Securities Representative Examination

BC

Issued 01/27/1994

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Amy Caridad Oquendo.
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