Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Speas is a financial advisor with Principal Securities, Inc. Amy has been in the financial services industry since 2011 and has a strong understanding of the financial markets. Amy specializes in providing financial planning, portfolio management, and pension consulting services to individuals and families. Amy holds the Series 6, 63, 65, and SIE licenses. Amy has a strong track record of success in helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
GA
08/01/2022 - Present
Principal Securities, Inc. (ATLANTA GA)
CO
08/31/2021 - 06/23/2022
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
NC
01/15/2014 - 09/09/2015
LPL FINANCIAL LLC (GREENSBORO NC)
BC
Issued 10/05/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/25/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/03/2021
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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