Unclaimed
Amy Chaney is a Registered Representative with Wells Fargo Clearing Services, LLC, based in Jacksonville, FL. Amy has been in the financial industry since June 1, 1988 and has a strong background in investment consulting, financial planning and portfolio management. Amy has a proven track record of success in serving a variety of clients, including high-net-worth individuals, corporations, and institutional clients. In addition to their Series 7, 63, and 66 licenses, Amy holds Series 3, 9, 10, and 99TO licenses. Prior to joining Wells Fargo Clearing Services, LLC, Amy worked as a financial advisor at UBS Financial Services Inc. and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/11/2023 - Present
Wells Fargo Clearing Services, LLC (JACKSONVILLE FL)
FL
12/12/2019 - 05/12/2023
UBS FINANCIAL SERVICES INC. (JACKSONVILLE FL)
FL
11/19/2009 - 12/26/2019
WELLS FARGO CLEARING SERVICES, LLC (JACKSONVILLE FL)
FL
07/31/2009 - 10/02/2009
MORGAN STANLEY SMITH BARNEY (PONTE VEDRA BEACH FL)
FL
03/25/1987 - 07/07/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BOTH
Issued 09/21/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/28/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/15/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1989
Series 3 - National Commodity Futures Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Amy Chaney is the right advisor for you? Invested Better is here to help.