Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Norflus is a registered representative with Neuberger Berman BD LLC. Amy has been in the securities industry since July 2012. Amy has passed the Series 66, Series 7, and SIE exams. Amy is registered in 53 states and the District of Columbia. Amy is also registered as an investment adviser representative in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
03/29/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
03/23/2000 - 04/05/2002
BALIS LEWITTES & COLEMAN, INC. (NEW YORK NY)
NY
11/16/1995 - 01/06/2000
GLICKENHAUS & CO. (NEW YORK NY)
BOTH
Issued 04/20/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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