Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Bard is a financial advisor who has been in the industry since June 14, 2008. Amy is currently registered with Wells Fargo Securities, LLC and is located in Charlotte, NC. Amy has worked with several firms in the past, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Clearing, LLC, Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, H.D. Vest Investment Services, Stifel, Nicolaus & Company, Incorporated and Century Securities Associates, Inc.. Amy has experience in a variety of financial services, including investments, securities, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/12/2018 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
MO
08/18/2015 - 08/22/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLAYTON MO)
MO
10/29/2010 - 07/21/2015
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
10/29/2010 - 07/21/2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
10/29/2010 - 07/21/2015
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
TX
10/29/2010 - 10/05/2011
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
MO
01/09/2009 - 10/29/2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
04/29/2008 - 10/29/2010
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
BOTH
Issued 06/20/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/30/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/31/2009
Series 4 - Registered Options Principal Examination
BC
Issued 03/09/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/20/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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