Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Lisner has been in the financial industry since February 10, 1994. Amy is currently registered with Fidelity Brokerage Services LLC. Amy has passed numerous securities exams including Series 4, Series 6, Series 7, Series 9, Series 10 and Series 63. Amy is also registered with FINRA and the state of Kentucky. Amy is registered in 53 states in the US. Amy was previously registered with National Financial Services LLC from 2002 to 2003.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
02/11/1994 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
MA
08/22/2002 - 12/19/2003
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
BC
Issued 11/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2008
Series 4 - Registered Options Principal Examination
BC
Issued 11/09/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/11/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1996
Series 7 - General Securities Representative Examination
BC
Issued 02/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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