Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Humphrey is an investment advisor representative who has been in the financial services industry since 1997. Amy is currently registered with Missionsquare Retirement. Amy is also registered in 51 states as a broker-dealer. Previously, Amy was registered with GWFS Equities, Inc. in Colorado, Nationwide Investment Services Corporation in Ohio and MML Distributors, LLC in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
DC
06/29/2021 - Present
Missionsquare Retirement (WASHINGTON DC)
CT
04/13/2021 - 06/21/2021
GWFS EQUITIES, INC. (ENFIELD CT)
CT
09/11/2018 - 12/19/2019
NATIONWIDE INVESTMENT SERVICES CORPORATION (CANTON CT)
CT
01/02/2013 - 08/23/2018
MML DISTRIBUTORS, LLC (Canton CT)
CT
01/01/2009 - 01/02/2013
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
CT
09/14/2000 - 01/01/2009
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
06/15/1995 - 12/20/1999
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BOTH
Issued 12/17/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2016
Series 24 - General Securities Principal Examination
BC
Issued 09/04/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/14/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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