Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Duffy is a licensed securities professional with over 15 years of experience in the financial services industry. Amy is currently registered with MM Ascend Life Investor Services, LLC in Cincinnati, Ohio. She is also registered with the states of Ohio and Kentucky. Prior to her current position, Amy Duffy was employed with NatCity Investments, Inc. in Cleveland, Ohio. Amy Duffy holds the Series 6 and Series 63 securities licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
1
2
OH
01/09/2006 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
OH
12/03/2004 - 11/16/2005
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
BC
Issued 12/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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