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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Ann Brandts is a financial advisor with Cambridge Investment Research Advisors, Inc. She has been in the industry since 1984 and has a broad range of experience. Amy Ann Brandts is a registered representative and investment advisor representative. Amy Ann Brandts has a variety of designations and licenses, including the Series 7, 6, 22, 63, 65, and 24 exams. She has held registrations in multiple states and has a variety of experience in different aspects of the financial services industry. Amy Ann Brandts has a history of working with both individuals and businesses. She is a strong advocate for her clients and strives to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
VA
03/28/2005 - Present
Cambridge Investment Research Advisors, Inc. (HERNDON VA)
NY
10/31/2001 - 03/05/2003
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
IA
12/14/1998 - 10/30/2001
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
VA
02/21/1995 - 12/18/1998
CAPITOL SECURITIES MANAGEMENT, INC. (GLEN ALLEN VA)
NA
10/16/1992 - 02/15/1995
G. R. PHELPS & CO., INC.
MA
10/04/1984 - 10/16/1992
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
NA
02/01/1984 - 08/22/1984
NEW YORK LIFE SECURITIES CORP.
IA
Issued 09/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/07/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/19/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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