Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Hays is a financial advisor with Stifel, Nicolaus & Company, Inc., located in Portland, Oregon. Amy has been in the financial services industry for over 20 years. Amy is a Registered Representative and Investment Advisor Representative with experience in portfolio management for individuals, businesses, and pooled investment vehicles. Amy also has experience in financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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OR
06/20/2024 - Present
Stifel, Nicolaus & Company, Inc. (PORTLAND OR)
OR
10/05/2017 - 06/04/2024
MORGAN STANLEY (Lake Oswego OR)
OR
08/03/2016 - 09/13/2017
WELLS FARGO CLEARING SERVICES, LLC (PORTLAND OR)
CA
12/08/2014 - 07/28/2016
RAYMOND JAMES & ASSOCIATES, INC. (SANTA BARBARA CA)
CA
04/12/2010 - 01/02/2015
WELLS FARGO ADVISORS, LLC (SANTA BARBARA CA)
NV
06/01/2009 - 05/11/2010
MORGAN STANLEY SMITH BARNEY (LAS VEGAS NV)
NV
12/04/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LAS VEGAS NV)
CA
11/11/2004 - 10/30/2007
CITIGROUP GLOBAL MARKETS INC. (MODESTO CA)
MO
09/02/2004 - 11/09/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
05/29/2002 - 10/03/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 03/09/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/27/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
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NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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