Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Alisia Lawler is a financial advisor with Principle Wealth in Madison, Connecticut. Amy has over 20 years of experience in the financial services industry. Amy's previous experience includes roles at LPL Financial LLC, Essex Financial Services, Inc., Prudential Investment Management Services LLC, American Skandia Marketing, Inc., and People's Securities, Inc. Amy holds the Series 7, Series 63, and Series 66 licenses. Amy is also a Notary Public. Amy is registered to provide investment advice in Connecticut. Amy specializes in providing financial planning, pension consulting, and portfolio management services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
12/08/2020 - Present
Principle Wealth (MADISON CT)
CT
07/10/2013 - 02/24/2021
LPL FINANCIAL LLC (OLD SAYBROOK CT)
CT
03/06/2006 - 08/05/2013
ESSEX FINANCIAL SERVICES, INC. (ESSEX CT)
NJ
12/11/2003 - 06/02/2005
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CT
07/10/2000 - 12/17/2003
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
CT
09/24/1998 - 02/08/2000
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
BOTH
Issued 12/06/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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