Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Alber Hayman is a financial advisor with over 25 years of experience in the industry. Amy is currently registered with D.a. Davidson & Co. in Chicago, Illinois, where Amy is actively working as a financial advisor. Amy holds a wide range of licenses and certifications, including Series 7, Series 50, Series 52TO, Series 79TO, and SIE, which enable Amy to offer a comprehensive range of investment services. Previously, Amy worked with PIPER SANDLER & CO. and CAIN BROTHERS & COMPANY, LLC, in Chicago. Amy's extensive background and expertise make Amy a valuable resource for individuals and institutions seeking investment guidance and advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
05/04/2022 - Present
D.a. Davidson & Co. (CHICAGO IL)
IL
09/28/2016 - 05/10/2022
PIPER SANDLER & CO. (Chicago IL)
IL
07/13/1998 - 10/04/2016
CAIN BROTHERS & COMPANY, LLC (CHICAGO IL)
IL
09/03/1997 - 07/28/1998
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
BC
Issued 04/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 08/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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