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Amul G Sant

Santander Securities LLC

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About Amul G Sant

Amul Sant has been in the financial industry since 2004. Amul is a registered representative of Santander Securities LLC and has been with the firm since 2012. Previously, Amul worked at LPL Financial LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc., Wachovia Securities, LLC, and AXA Advisors, LLC. Amul holds the Series 7, Series 66, and Series 6TO licenses. Amul specializes in providing financial planning, portfolio management for businesses and individuals, and the selection of other advisors.

Firm Information

Amul Sant is currently registered with Santander Securities LLC. Santander Securities LLC is a Limited Liability Company headquartered in Boston, MA. Founded in 2023, the firm offers financial planning, portfolio management for individuals and businesses, and selection of other advisers. Santander Securities LLC manages approximately $2,130,323,875 in regulatory assets under management for 9,813 clients. They are registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Santander Securities LLC

75 STATE STREET

BOSTON, MA 02109

$2.13B

Assets Under Management

Not reported

Total Clients

365

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Amul Sant’s Registration & Firm History

NJ

09/19/2012 - Present

Santander Securities LLC (Manalapan NJ)

NJ

05/25/2012 - 09/19/2012

LPL FINANCIAL LLC (OLD BRIDGE NJ)

NJ

10/23/2009 - 07/19/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)

NJ

10/17/2007 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (FREEHOLD NJ)

NJ

09/23/2004 - 10/01/2007

WACHOVIA SECURITIES, LLC (HOLMDEL NJ)

NY

12/19/2002 - 05/19/2004

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/28/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amul G Sant.
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