Unclaimed
Amul Sant has been in the financial industry since 2004. Amul is a registered representative of Santander Securities LLC and has been with the firm since 2012. Previously, Amul worked at LPL Financial LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc., Wachovia Securities, LLC, and AXA Advisors, LLC. Amul holds the Series 7, Series 66, and Series 6TO licenses. Amul specializes in providing financial planning, portfolio management for businesses and individuals, and the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/19/2012 - Present
Santander Securities LLC (Manalapan NJ)
NJ
05/25/2012 - 09/19/2012
LPL FINANCIAL LLC (OLD BRIDGE NJ)
NJ
10/23/2009 - 07/19/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)
NJ
10/17/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FREEHOLD NJ)
NJ
09/23/2004 - 10/01/2007
WACHOVIA SECURITIES, LLC (HOLMDEL NJ)
NY
12/19/2002 - 05/19/2004
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 05/28/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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