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Amritpal Singh Randhawa

Seaport Global Securities LLC

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About Amritpal Singh Randhawa

Amritpal Singh Randhawa is an active broker with Seaport Global Securities LLC. Amritpal has been in the financial services industry since July 2014. Amritpal has a diverse background in financial services, having worked at a number of firms, including D.A. Davidson & Co., Miller Tabak + Co., LLC, Madison Williams and Company, Banc of America Securities LLC, and Friedman, Billings, Ramsey & Co., Inc.. Amritpal is registered with the Financial Industry Regulatory Authority (FINRA) and holds a number of securities licenses, including Series 7, 63, 79, 86, and 87.

Firm Information

Amritpal Randhawa is currently registered with Seaport Global Securities LLC. Seaport Global Securities LLC is a Limited Liability Company formed in 2001 and is approved in 52 states and the District of Columbia. They are registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

92

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amritpal Randhawa’s Registration & Firm History

TX

03/17/2022 - Present

Seaport Global Securities LLC (HOUSTON TX)

TX

06/02/2017 - 09/13/2019

SEAPORT GLOBAL SECURITIES LLC (HOUSTON TX)

OR

08/26/2015 - 02/23/2017

D.A. DAVIDSON & CO. (LAKE OSWEGO OR)

TX

04/22/2014 - 10/23/2014

MILLER TABAK + CO., LLC (HOUSTON TX)

TX

03/09/2010 - 06/15/2010

MADISON WILLIAMS AND COMPANY (HOUSTON TX)

NY

12/11/2006 - 04/17/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

VA

01/12/2006 - 10/06/2006

FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (ARLINGTON VA)

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Licenses & Designations

BC

Issued 05/09/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/2018

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 05/02/2014

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 05/01/2014

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/21/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amritpal Singh Randhawa.
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