Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amrit? Claim Your ProfileAmrit Agrawal is a financial professional with over 15 years of experience in the industry. Amrit has a broad range of experience, having worked for firms such as Cowen and Company, Burnham Securities Inc., International Assets Advisory, LLC, Pali Capital, Inc., and Bear, Stearns & Co. Inc. Amrit is currently registered with Piper Sandler & Co. and holds Series 7, Series 24 and Series 63 licenses. Amrit is registered in California, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/19/2015 - Present
Piper Sandler & Co. (NEW YORK NY)
CA
09/27/2010 - 02/24/2015
COWEN AND COMPANY (SAN FRANCISCO CA)
NY
01/28/2010 - 09/27/2010
BURNHAM SECURITIES INC. (NEW YORK NY)
FL
05/07/2009 - 01/27/2010
INTERNATIONAL ASSETS ADVISORY, LLC (ORLANDO FL)
NY
09/09/2008 - 04/30/2009
PALI CAPITAL, INC. (NEW YORK NY)
NY
10/23/2007 - 06/09/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
MD
11/15/1995 - 01/23/1997
BT SECURITIES CORPORATION (BALTIMORE MD)
BC
Issued 09/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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