Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amphay? Claim Your ProfileAmphay Douangvilay is a financial professional with over 25 years of experience in the industry. Amphay is currently registered with Quasar Distributors, LLC in Portland, Maine. Amphay previously held positions at ALPS Distributors, Inc. in Milwaukee, Wisconsin and Heartland Investor Services, LLC, also in Milwaukee, Wisconsin. Amphay holds a Series 63, 6, 26 and SIE license and has passed the Uniform Investment Adviser Law Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
ME
03/29/2018 - Present
Quasar Distributors, LLC (Portland ME)
WI
08/01/2007 - 03/07/2018
ALPS DISTRIBUTORS, INC. (MILWAUKEE WI)
WI
12/21/2001 - 07/31/2007
HEARTLAND INVESTOR SERVICES, LLC (MILWAUKEE WI)
WI
04/08/1997 - 12/21/2001
HEARTLAND ADVISORS, INC. (MILWAUKEE WI)
IA
Issued 09/02/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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