Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amory? Claim Your ProfileAmory Jay Slott is a financial professional with over 30 years of experience in the securities industry. Amory is registered with FINRA and holds Series 7, 24, 55, 57TO, 63, 99TO and SIE licenses. Amory is currently employed by First Brokers Securities LLC and has been with the firm since December 2000. Prior to joining First Brokers Securities LLC, Amory was employed by McFadden, Farrell & Smith, L.P. and MKI Securities Corp. Amory is licensed in California, Connecticut, New Jersey, New York, North Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
12/18/2000 - Present
First Brokers Securities LLC (JERSEY CITY NJ)
NY
05/04/1992 - 12/15/2000
MCFADDEN, FARRELL & SMITH, L.P. (NEW YORK NY)
NY
10/25/1989 - 02/11/1992
MKI SECURITIES CORP. (NEW YORK NY)
BC
Issued 04/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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