Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amol? Claim Your ProfileAmol Pawar is a financial professional with over 10 years of experience in the securities industry. Amol has held positions at several prominent firms including Credit Suisse Securities (USA) LLC, PJT Partners LP, Deutsche Bank Securities Inc., and Stifel, Nicolaus & Company, Incorporated. Currently, Amol is registered with UBS Securities LLC in New York. Amol holds a Series 7, Series 63, Series 79, Series 86 and Series 87 licenses and is qualified to provide investment banking and research services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/20/2023 - Present
UBS Securities LLC (New York NY)
NY
09/19/2022 - 11/20/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/08/2016 - 07/28/2021
PJT PARTNERS LP (NEW YORK NY)
NY
07/24/2014 - 04/20/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/18/2011 - 08/22/2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
BC
Issued 09/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/17/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/02/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/14/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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