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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amna? Claim Your ProfileAmna Raheem is a financial advisor with UBS Financial Services Inc. Amna has been in the financial industry since January 18, 2005 and has experience in various roles at different financial firms including Morgan Stanley and TD Private Client Wealth LLC. Amna is registered in New Jersey as a broker. Her areas of specialization include fixed income, mutual funds, variable annuities, retirement planning, and insurance. Amna is a highly experienced and knowledgeable financial advisor who can help you achieve your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
05/04/2018 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
05/26/2017 - 04/16/2018
MORGAN STANLEY (PURCHASE NY)
NY
07/02/2013 - 05/02/2017
TD PRIVATE CLIENT WEALTH LLC (NEW YORK NY)
NY
06/01/2009 - 06/13/2013
MORGAN STANLEY (PURCHASE NY)
NY
05/23/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/22/2004 - 08/31/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
BOTH
Issued 07/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/19/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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