Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amit? Claim Your ProfileAmit Mangal is a financial advisor with over 13 years of experience in the industry. Amit is currently registered with Scotia Capital (usa) Inc. and is licensed in all 50 states and the District of Columbia. Amit holds the Series 7, Series 63, Series 79TO and SIE licenses and has previously worked for MIZUHO SECURITIES USA LLC, TRUIST SECURITIES, INC. and BARCLAYS CAPITAL INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/21/2022 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
09/02/2021 - 08/12/2022
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
10/17/2011 - 09/01/2021
TRUIST SECURITIES, INC. (NEW YORK NY)
NY
09/22/2008 - 07/19/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/12/2008 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/07/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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