Invested Better
Unclaimed

Unclaimed

Unclaimed

Amit Kumar Malhotra

T3 Trading Group, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Amit? Claim Your Profile

About Amit Kumar Malhotra

Amit Kumar Malhotra is a financial professional with over 15 years of experience in the financial services industry. Amit has a strong background in trading and has held various roles at T3 Trading Group, LLC, T3 Securities, Inc., and Assent LLC. Amit holds multiple licenses including Series 7, Series 24, Series 55, Series 57TO, and Series 63. Amit is currently registered with T3 Trading Group, LLC and is licensed in Florida, New Jersey, New York, and North Carolina.

Firm Information

Amit Malhotra is currently registered with T3 Trading Group, LLC. T3 Trading Group, LLC is a Limited Liability Company formed in June 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands, and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Amit Malhotra’s Registration & Firm History

NY

10/21/2019 - Present

T3 Trading Group, LLC (NEW YORK NY)

NY

06/20/2016 - 02/03/2020

T3 SECURITIES, INC. (NEW YORK NY)

NY

03/11/2011 - 10/18/2019

T3 TRADING GROUP, LLC (NEW YORK NY)

FL

07/30/2007 - 07/07/2010

ASSENT LLC (FORT LAUDERDALE FL)

Not sure if Amit Kumar Malhotra is right for you?

Licenses & Designations

BC

Issued 10/18/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/22/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/28/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/28/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amit Kumar Malhotra.
Not sure if Amit Kumar Malhotra is right for you?