Unclaimed
Amit Kumar Malhotra is a financial professional with over 15 years of experience in the financial services industry. Amit has a strong background in trading and has held various roles at T3 Trading Group, LLC, T3 Securities, Inc., and Assent LLC. Amit holds multiple licenses including Series 7, Series 24, Series 55, Series 57TO, and Series 63. Amit is currently registered with T3 Trading Group, LLC and is licensed in Florida, New Jersey, New York, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/21/2019 - Present
T3 Trading Group, LLC (NEW YORK NY)
NY
06/20/2016 - 02/03/2020
T3 SECURITIES, INC. (NEW YORK NY)
NY
03/11/2011 - 10/18/2019
T3 TRADING GROUP, LLC (NEW YORK NY)
FL
07/30/2007 - 07/07/2010
ASSENT LLC (FORT LAUDERDALE FL)
BC
Issued 10/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/28/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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