Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amit? Claim Your ProfileAmit Jain is a financial professional with over 15 years of experience in the industry. Currently, Amit Jain is registered with Piper Sandler & Co., and is located in New York, NY. Amit Jain has previously worked at Nomura Securities International, Inc., Wells Fargo Securities, LLC, and Citigroup Global Markets Inc., all located in New York, NY. Amit Jain holds a variety of licenses including the Series 7, 63, 79, and 99TO. Amit Jain is a Series 24 General Securities Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/04/2023 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
10/22/2018 - 01/09/2023
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
05/19/2010 - 11/16/2018
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
11/29/2006 - 02/09/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 12/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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