linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Amit Dayal

H.c.wainwright & CO., LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Amit? Claim Your Profile

About Amit Dayal

Amit Dayal is a securities professional with over 15 years of experience in the financial services industry. Amit is currently registered with H.c.wainwright & Co., LLC, a firm that has a long history of providing investment banking and securities brokerage services. Prior to joining H.c.wainwright & Co., LLC, Amit worked at several other firms, including The Benchmark Company, LLC, IRC Securities LLC, and Rodman & Renshaw, LLC. Amit has a broad range of experience in the financial services industry, including investment banking, securities brokerage, and research. Amit has a Series 7, Series 24, Series 63, Series 79, Series 86 and Series 87 licenses. Amit is a registered representative in New York and Texas.

Firm Information

Amit Dayal is currently registered with H.c.wainwright & CO., LLC. H.c.wainwright & CO., LLC is a Limited Liability Company that was formed in April 2013. They are registered to conduct business in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Amit Dayal’s Registration & Firm History

NY

09/13/2013 - Present

H.c.wainwright & CO., LLC (NEW YORK NY)

NY

04/18/2013 - 09/16/2013

THE BENCHMARK COMPANY, LLC (NEW YORK NY)

NY

07/31/2012 - 10/23/2012

IRC SECURITIES LLC (NEW YORK NY)

NY

10/27/2005 - 06/28/2012

RODMAN & RENSHAW, LLC (NEW YORK NY)

Not sure if Amit Dayal is right for you?

Licenses & Designations

BC

Issued 12/12/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/21/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 05/03/2006

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 03/27/2006

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 10/26/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amit Dayal.
Not sure if Amit Dayal is right for you?