Unclaimed
Amit Chauhan is a financial advisor with Fidelity Brokerage Services LLC, a registered broker-dealer. Amit holds FINRA Series 7, 66, 99 and SIE registrations and is licensed in North Carolina and Texas. Amit has been in the financial industry since August 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/23/2018 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BOTH
Issued 05/28/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2018
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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