Unclaimed
Amit Battish is a financial advisor with Fidelity Brokerage Services LLC. Amit has been in the financial services industry since November 20, 2008. Amit is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 63, and SIE licenses. Amit is registered in 53 states and territories. Previously, Amit worked at WELLS FARGO CLEARING SERVICES, LLC, AMERIPRISE FINANCIAL SERVICES, INC., MORGAN STANLEY, and WELLS FARGO INVESTMENTS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
10/19/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
CA
01/29/2019 - 08/26/2021
WELLS FARGO CLEARING SERVICES, LLC (LOS ANGELES CA)
NV
02/23/2018 - 10/26/2018
AMERIPRISE FINANCIAL SERVICES, INC. (Henderson NV)
UT
03/07/2017 - 07/31/2017
MORGAN STANLEY (SOUTH JORDAN UT)
UT
01/03/2011 - 02/08/2017
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
UT
11/08/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
BC
Issued 12/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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