Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amin? Claim Your ProfileAmin Rashid is a financial professional with over 29 years of experience in the industry. Amin is currently registered with Principal Securities, Inc. in New York and Texas as an Investment Advisor Representative. Amin has a wide range of experience, having worked with several firms throughout their career, including National Securities Corporation, Joseph Gunnar & Co. LLC, HD Brous & Co., Inc., Lew Lieberbaum & Co., Inc., and Sovereign Equity Management Corp. Amin has a number of designations including Certified Financial Planner and Chartered Financial Consultant. Amin has experience providing financial planning services to individuals and businesses, as well as pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NY
06/15/2021 - Present
Principal Securities, Inc. (Melville NY)
NY
03/11/2003 - 01/29/2008
NATIONAL SECURITIES CORPORATION (MELVILLE NY)
NY
01/21/1998 - 03/17/2003
JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)
NY
05/02/1997 - 01/23/1998
HD BROUS & CO., INC. (GREAT NECK NY)
NY
11/23/1993 - 05/02/1997
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
FL
04/22/1993 - 12/02/1993
SOVEREIGN EQUITY MANAGEMENT CORP. (DEERFIELD BEACH FL)
IA
Issued 10/21/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2004
Series 4 - Registered Options Principal Examination
BC
Issued 11/02/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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