Unclaimed
Amin Arjomand is a financial professional with over 28 years of experience in the industry. Amin holds a Series 63, Series 7, Series 9 and Series 10 license. Amin is currently registered with Jefferies LLC and has previously worked at UBS Securities LLC, Deutsche Bank Securities Inc., Imperial Capital, LLC, and Dabney/Resnick/Imperial, LLC. Amin has a proven track record of success in the financial services industry, and is committed to providing clients with personalized financial advice and solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/12/2011 - Present
Jefferies LLC (STAMFORD CT)
CT
04/12/2011 - 06/03/2013
JEFFERIES HIGH YIELD TRADING, LLC (STAMFORD CT)
NY
04/10/2008 - 03/08/2011
UBS SECURITIES LLC (NEW YORK NY)
NY
03/08/2000 - 02/11/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
CA
01/02/1998 - 03/06/2000
IMPERIAL CAPITAL, LLC (LOS ANGELES CA)
CA
07/26/1994 - 12/31/1997
DABNEY/RESNICK/IMPERIAL, LLC (BEVERLY HILLS CA)
BC
Issued 10/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/25/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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