Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amil? Claim Your ProfileAmil Patel is a financial professional with over 5 years of experience in the industry. Amil is currently registered with Oppenheimer & Co. Inc. as a broker and an investment advisor representative. Prior to joining Oppenheimer & Co. Inc., Amil worked at Wells Fargo Securities, LLC, RBC Capital Markets, LLC, Keefe, Bruyette & Woods, Inc., and Guggenheim Securities, LLC. Amil holds a number of licenses and certifications, including Series 7, Series 63, Series 82TO, Series 22TO, Series 6TO, Series 99TO, and Series 86 and Series 87. Amil's expertise includes financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
08/05/2024 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
12/15/2021 - 08/30/2023
WELLS FARGO SECURITIES, LLC (New York NY)
NY
04/20/2021 - 12/01/2021
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
06/16/2020 - 02/05/2021
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
NY
09/05/2017 - 03/19/2020
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
BC
Issued 09/26/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2017
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/09/2017
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/05/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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