Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amie? Claim Your ProfileAmie Thompson is a financial advisor with Ameriprise Financial Services, LLC. Amie has been in the financial industry since 1994. Amie has Series 7, 31, and 63 securities licenses as well as Series 65 investment advisor licenses. Amie holds licenses in multiple states and has been registered with the SEC for several years. Ameriprise Financial Services, LLC provides financial planning, portfolio management, and pension consulting services to individuals, businesses, corporations, high net worth individuals, trusts and estates, charitable organizations, and pension and profit-sharing plans. Amie is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
UT
03/28/2014 - Present
Ameriprise Financial Services, LLC (Salt Lake City UT)
UT
06/01/2009 - 03/10/2014
MORGAN STANLEY (SALT LAKE CITY UT)
UT
12/02/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SALT LAKE CITY UT)
UT
08/12/2006 - 12/16/2008
UBS FINANCIAL SERVICES INC. (SALT LAKE CITY UT)
UT
02/10/2000 - 08/12/2006
PIPER JAFFRAY & CO. (SALT LAKE CITY UT)
NY
03/02/1998 - 02/08/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/17/1995 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NJ
12/16/1993 - 08/13/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 06/21/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 12/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Amie Thompson is the right advisor for you? Invested Better is here to help.
