Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amie? Claim Your ProfileAmie Marie Nees is a financial advisor with UBS Financial Services Inc. in Leawood, Kansas. Amie has been working in the financial services industry since January 20, 2004. Amie is registered with the state of Kansas, Missouri, Nebraska, Oklahoma, and Wisconsin. Amie is also licensed to sell securities and provide investment advice in these states. Amie has passed the Series 63, 65, 7, 9, 10, and SIE exams. Amie has previous experience working with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Intrust Brokerage Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
KS
06/08/2023 - Present
UBS Financial Services Inc. (LEAWOOD KS)
KS
09/23/2015 - 07/29/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LEAWOOD KS)
KS
06/28/2004 - 12/02/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LEAWOOD KS)
KS
03/05/2003 - 06/09/2004
INTRUST BROKERAGE INC. (WICHITA KS)
IA
Issued 01/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/14/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Amie Nees is the right advisor for you? Invested Better is here to help.
