Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ami? Claim Your ProfileAmi Vastupal Shah is a financial advisor with over 20 years of experience in the financial services industry. Ami has a strong background in investment management and has held various positions at prominent firms such as Merrill Lynch, Prudential Investment Management Services LLC, and J.P. Morgan Institutional Investments Inc. Ami is currently registered with Advisors Asset Management, Inc., a firm that provides investment advisory services to individuals, businesses, and institutions. Ami has a comprehensive understanding of investment strategies and can help clients develop personalized financial plans to meet their unique goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Supervisor/evaluator to unit investment trusts
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
PA
03/23/2023 - Present
Advisors Asset Management, Inc. (Newtown PA)
PA
03/28/2019 - 02/14/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (YARDLEY PA)
NY
02/16/2012 - 01/07/2019
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEW YORK NY)
KS
09/19/2008 - 12/31/2011
IVY FUNDS DISTRIBUTOR, INC. (OVERLAND PARK KS)
KS
09/19/2008 - 12/31/2011
WADDELL & REED, INC. (OVERLAND PARK KS)
NY
08/24/2006 - 08/18/2008
JPMORGAN DISTRIBUTION SERVICES, INC. (NEW YORK NY)
CA
12/01/2005 - 07/05/2006
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
NY
12/13/2004 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/26/2002 - 08/03/2004
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
09/29/2000 - 08/08/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MN
02/26/1999 - 03/07/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/26/1999 - 03/07/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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