Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ami? Claim Your ProfileAmi Hindia is a financial professional with over 20 years of experience in the industry. Ami has a broad background in the financial services industry and is currently registered with Fidelity Brokerage Services LLC. Ami holds Series 6, 7, 24, 63, and 65 licenses, along with the SIE exam. Ami's career has included roles with Fidelity Distributors Company LLC, Columbia Management Distributors, Inc., UBS Global Asset Management (US) Inc., JPMorgan Distribution Services, Inc., J.P. Morgan Institutional Investments Inc., and Scudder Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
03/21/2022 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
RI
01/07/2011 - 01/07/2022
FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)
MA
11/08/2006 - 05/04/2010
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
IL
03/16/2006 - 11/07/2006
UBS GLOBAL ASSET MANAGEMENT (US) INC. (CHICAGO IL)
IL
01/01/2005 - 12/20/2005
JPMORGAN DISTRIBUTION SERVICES, INC. (CHICAGO IL)
NY
10/07/2004 - 01/01/2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
IL
10/10/2000 - 09/28/2004
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
IA
Issued 04/20/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/09/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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