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Ami Fadia

Needham & Company, LLC

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About Ami Fadia

Ami Fadia is a financial professional with over 12 years of experience in the financial industry. Ami is currently a Registered Representative at Needham & Company, LLC, where Ami has been employed since May 2021. Previously, Ami has held positions at SVB Leerink LLC, UBS Securities LLC, BANC of America Securities LLC, and Morgan Stanley & Co. Incorporated. Ami holds Series 7, 86, 87, and SIE licenses.

Firm Information

Ami Fadia is currently registered with Needham & Company, LLC. Needham & Company, LLC is a Limited Liability Company formed in 2005 and headquartered in New York, NY. The firm provides securities research and is registered with the SEC and in all 50 states and the District of Columbia.
Needham & Company, LLC

250 PARK AVENUE

NEW YORK, NY 10177

Not reported

Assets Under Management

Not reported

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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securities research

Securities research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Pursuant to csa agreements

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Ami Fadia’s Registration & Firm History

NY

05/24/2021 - Present

Needham & Company, LLC (NEW YORK NY)

NY

08/02/2017 - 03/16/2021

SVB LEERINK LLC (NEW YORK NY)

NY

04/16/2015 - 07/17/2017

UBS SECURITIES LLC (NEW YORK NY)

NY

05/14/2009 - 10/23/2013

UBS SECURITIES LLC (NEW YORK NY)

NY

08/14/2008 - 04/16/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

07/17/2007 - 08/26/2008

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/16/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2007

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 09/21/2007

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/16/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ami Fadia.
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