linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Ames Earl Brown

Great Point Capital LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ames? Claim Your Profile

About Ames Earl Brown

Ames Earl Brown is a financial professional with over 15 years of experience in the financial services industry. Ames is currently registered with Great Point Capital LLC in Austin, TX. Previously, Ames was registered with ASSENT LLC and KERSHNER TRADING GROUP, LLC, both in Austin, TX. Ames holds several licenses and certifications including Series 7, 55, 63 and SIE.

Firm Information

Ames Brown is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ames Brown’s Registration & Firm History

TX

08/03/2010 - Present

Great Point Capital LLC (AUSTIN TX)

TX

04/11/2007 - 07/26/2010

ASSENT LLC (AUSTIN TX)

TX

08/12/2005 - 04/13/2006

KERSHNER TRADING GROUP, LLC (AUSTIN TX)

Not sure if Ames Earl Brown is right for you?

Licenses & Designations

BC

Issued 09/20/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/11/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There are no public disclosures for Ames Earl Brown.
Not sure if Ames Earl Brown is right for you?