Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amerigo? Claim Your ProfileAmerigo Romano is a financial advisor with over 28 years of experience in the financial services industry. Amerigo has been registered with Morgan Stanley since 2009 and holds a variety of licenses and certifications including Series 3, 7, 9, 10, 63, and 65. Amerigo has a strong background in investment management and has a proven track record of success in helping clients achieve their financial goals. Amerigo is committed to providing personalized service and helping clients develop a comprehensive financial plan that meets their unique needs. Amerigo is passionate about helping individuals and families reach their financial goals. Amerigo's previous experience includes positions with Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Wachovia Securities, LLC and Principal Financial Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
06/01/2009 - Present
Morgan Stanley (GENEVA IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CHICAGO IL)
IL
08/01/2003 - 04/02/2007
MORGAN STANLEY DW INC. (CHICAGO IL)
MO
05/11/1998 - 08/05/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
TX
09/01/1994 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NA
07/22/1994 - 09/01/1994
HAMILTON INVESTMENTS, INC.
IA
Issued 01/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/28/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2004
Series 3 - National Commodity Futures Examination
BC
Issued 07/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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