Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amelia? Claim Your ProfileAmelia Roopnarine is a financial professional with over 19 years of experience in the financial services industry. Amelia is currently registered with Bofa Securities, Inc. and has previously held positions with WELLS FARGO PRIME SERVICES, LLC, WELLS FARGO SECURITIES, LLC, CITICORP SECURITIES SERVICES, INC., CITIGROUP GLOBAL MARKETS INC. and GOLDMAN, SACHS & CO.. Amelia is licensed in the state of New York. Amelia has successfully passed the Series 7, Series 9, Series 10, Series 14, and Series 99TO exams. Amelia has been involved with Bofa Securities, Inc. for over two years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
05/03/2022 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
02/13/2019 - 02/15/2022
WELLS FARGO PRIME SERVICES, LLC (New York NY)
NY
12/12/2016 - 02/15/2022
WELLS FARGO SECURITIES, LLC (New York NY)
NY
04/22/2016 - 11/28/2016
CITICORP SECURITIES SERVICES, INC. (NEW YORK NY)
NY
02/28/2014 - 11/28/2016
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/29/2003 - 06/20/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 04/24/2014
Series 14 - Compliance Officer Examination
BC
Issued 03/22/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/22/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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