Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amelia? Claim Your ProfileAmelia Harmon is a financial advisor who has been in the industry since 2004. Amelia is currently registered with LPL Financial LLC. Amelia has experience with a variety of firms including INVESTACORP, INC., PNC INVESTMENTS, and NYLIFE SECURITIES LLC. Amelia is registered in multiple states including North Carolina, South Carolina, Texas, and several others. Amelia is a Registered Representative (Series 7 and 66) and holds the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
01/23/2024 - Present
LPL Financial LLC (GASTONIA NC)
NC
03/15/2018 - 06/15/2020
INVESTACORP, INC. (KINGS MOUNTAIN NC)
NC
12/02/2016 - 02/23/2018
PNC INVESTMENTS (GASTONIA NC)
NC
05/30/2012 - 12/13/2016
LPL FINANCIAL LLC (SHELBY NC)
NC
03/01/2011 - 06/04/2012
NYLIFE SECURITIES LLC (CHARLOTTE NC)
NC
07/01/2010 - 02/16/2011
SUNTRUST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
07/31/2007 - 07/02/2010
UVEST FINANCIAL SERVICES GROUP, INC. (HENDERSONVILLE NC)
NC
02/25/2004 - 07/23/2007
METLIFE SECURITIES INC. (SHELBY NC)
NC
02/25/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (SHELBY NC)
BOTH
Issued 04/17/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2008
Series 7 - General Securities Representative Examination
BC
Issued 02/24/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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